© 2003 American Thoracic Society DOI: 10.1165/rcmb.2002-0214OC The Kinetics and Pattern of Tracheal Allograft Re-EpithelializationDepartments of Otolaryngology-Head and Neck Surgery, Surgery and The Institute for Gene Therapy and Molecular Medicine, and The Immunobiology Center, The Mount Sinai School of Medicine, New York, New York Address correspondence to: Eric M. Genden, M.D., Mount Sinai School of Medicine, Department of Otolaryngology-Head and Neck Surgery, One Gustave Levy Place, New York, NY 10029. E-mail: eric.genden{at}mssm.edu
Extensive tracheal defects may pose a life-threatening dilemma. Although tracheal transplantation may represent a reconstructive solution, very little is known regarding the immunobiology and behavior of tracheal allografts. The objective of this study was to assess the pattern and kinetics of re-epithelialization of orthotopic tracheal allografts in immunosuppressed recipients. Thirty-eight age-matched mice were randomly assigned to five experimental groups. BALB/c donor tracheal segments were orthotopically transplanted into either syngeneic BALB/c or MHC mismatched allogeneic C57BL/6 recipients with and without immunosuppression. On post-transplant days 7, 14, 28, 48, and 62, animals from each group were evaluated by serial histology, electron microscopy, and serial immunohistochemical analysis for mucosal phenotype, re-epithelialization pattern, and lymphocyte subpopulations. Nonimmunosuppressed recipients underwent recipient-derived basal cell re-epithelialization by Day 48, with differentiation into a sparse population of ciliated columnar epithelium by Day 62, whereas immunosuppressed recipients underwent basal cell re-epithelialization 28 d after transplantation and differentiation into a dense population of ciliated columnar epithelium by Day 48. The re-epithelialization process occurred in a definable pattern that was significantly enhanced with the addition of immunosuppression. Orthotopic tracheal transplants undergo progressive re-epithelialization with recipient-derived basal cells that differentiate into ciliated columnar epithelium in a definable pattern that is enhanced with the addition of immunosuppression.
Abbreviations: cyclosporine A, CsA ketamine and xylazine anesthesia, KA ratio of the lamina propria to the tracheal cartilage, LCR phosphate-buffered saline, PBS
A significant body of experimental work has been focused on the repair of airway epithelium in an effort to elucidate how these mechanisms may be implicated in inhalation injury, asthma, bronchopulmonary dysplasia, and postlung transplant bronchiolitis obliterans. A variety of in vitro model systems have been introduced for the study of epithelial regeneration, including primary airway epithelial cells of human and bovine origin (1, 2), and guinea-pig bronchial epithelial cultures (3). Using these systems, it has been determined that epithelial repair is the result of a cascade of events beginning with migration of tracheal basal cells from the margin of the injury to the damaged region, followed by proliferation and differentiation into pseudostratified ciliated epithelium (46). This process can be stimulated by several fibroblast-derived growth factors or inhibited by variety of inflammatory mediators (7, 8). Although the process of autologous airway repair has been well defined using these in vitro models, very little is known about the effects of allotransplantation on the airway epithelia, or the role that the epithelium plays in graft survival. The lack of knowledge in this area has a significant impact on our ability to proceed safely with clinical tracheal transplantation. The expression of epithelial MHC Class I antigen renders the airway epithelium the primary target of allograft rejection in both tracheal and lung allografts. Class II expression is limited to the dendritic cells within the lamina propria. Re-epithelialization with host-derived epithelium could have a significant impact on allograft rejection. In an effort to elucidate the effects of transplantation on the airway epithelium, Hertz and coworkers described a murine heterotopic tracheal transplant model in which donor tracheal segments were transplanted into a subcutaneous pouch in the recipient's neck (9). This work and subsequent work has demonstrated that when donor tracheal segments reject, fibroblasts and macrophages mediate a fibroproliferative response that obliterates the tracheal lumen, a response that can be avoided in the immunosuppressed recipient (10). There are, however, inherent shortcomings to a heterotopic model for the investigation of tracheal transplantation. Transplantation of the graft into a heterotopic recipient site discounts the influence of lymphocyte trafficking and the adjacent syngeneic mucosa on the allograft segment, and therefore does not represent an accurate depiction of the clinical airway system. The immune cells associated with heterotopic tracheal allograft rejection have been characterized (10); however, placement of the graft within the omentum undoubtedly changes the nature of the cellular infiltrate as well as discounts the role of lymphocyte trafficking. Medoff and coworkers (11) and others (1214) have demonstrated the importance of lymphocyte trafficking and dendritic cell migration in allergic and allograft rejection response within the airway. The orthotopic transplant model preserves the airway continuity in an effort to maintain the immunobiology and physiology of the system. The effect of orthotopic transplantation has been highlighted in work performed by Ikonen and colleagues, who demonstrated in the rat model that re-epithelialization of the tracheal allograft occurred in nonimmunosuppressed recipients, and that this process prevents airway obliteration (15). Recent work by our group using the murine orthotopic tracheal transplant model supports the earlier work of Ikonen and coworkers in the rat, and we have further demonstrated that rejecting orthotopic tracheal allografts do not obliterate, but rather manifest acute rejection characterized by a T cell infiltrate within the lamina propria, edema of the tracheal lumen, and a loss of the pseudostratified ciliated columnar epithelium (16). The murine recipients clinically manifest rejection with an audible stridor as a result of the infiltrate within the lamina propria; however, the tracheal airway remains patent. In this study, we hypothesized that the re-epithelialization of the donor tracheal allograft with recipient-derived mucosa occurs in a definable pattern, and that the kinetics of this process can be positively influenced with the addition of immunosuppression.
Experimental Design Thirty-eight age-matched mice were randomly assigned to five experimental groups (Table 1). BALB/c donor tracheal segments (five tracheal rings), were orthotopically transplanted into either syngeneic BALB/c or Class I and Class II MHC mismatched allogeneic C57BL/6 recipients. BALB/c and C57BL/6 mice (20 g; Taconic Farms, Germantown, NY) were used at 20 wk of age. In Group I, BALB/c donor tracheal segments were orthotopically transplanted as previously described (16) into syngeneic BALB/c recipients without immunosuppression. In Groups II and III, BALB/c donor tracheal segments were orthotopically transplanted into allogeneic C57BL/6 recipients; Group II was not immunosuppressed and Group III was treated with 7 mg/kg/d of intraperitoneal cyclosporine A (CsA; Sigma, St. Louis, MO). Groups IV and V were composed of C57BL/6 recipients which were heterotopically transplanted with a 10-ring tracheal segment composed of 5 rings of syngeneic trachea and 5 rings of allogeneic trachea, microsurgically sutured together as a single graft. Group IV was not immunosuppressed, whereas Group V was treated with CsA as described above.
Following postoperative recovery, animals were housed in flat-bottomed cages, provided food and water ad libitum, and cared for according to institutional guidelines. On a daily basis, the orthotopic transplant recipients were monitored clinically for audible respiratory stridor. On post-transplant days 7, 14, 28, 48, and 62, animals from each group were humanely killed for serial histologic evaluation, electron microscopy, and serial immunohistochemical analysis for mucosal phenotype and lymphocyte subpopulations. All of the experimental groups were compared with nonoperated control tracheal specimens.
Tracheal Grafting Procedure Groups IV and V were composed of allogeneicsyngeneic composite grafts that were created by suturing together ex vivo, a five-ring segment of syngeneic trachea and a five-ring segment of allogeneic trachea. The 10-ring allogeneicsyngeneic composite grafts were then implanted into the recipient omentum using the technique previously described. The tracheal segment of the orthotopic recipient mouse was exposed through an anterior midline neck incision. Division of the strap muscles enabled identification of the entire laryngotracheal complex. An incision was made in the recipient trachea which resulted in a tracheal gap that easily accommodated the donor tracheal graft. The donor tracheal graft was orthotopically placed in the recipient tracheal defect and oriented such that the proximal end of the native trachea opposed the proximal end of the graft segment, and secured with 100 nylon interrupted transtracheal sutures. The strap muscles were approximated and the skin was closed with 70 nylon sutures. No oxygenation was administered to either the donor or recipient during the course of the procedure, and postoperatively the animals were placed under a warming lamp and monitored for 3 h.
Clinical Evaluation of Tracheal Airway
Histologic Evaluation In addition, measurements of the cartilage thickness and the thickness of the lamina propria were determined from three separate predetermined points using computer-assisted morphometry (Zeiss Axioskop microscope, SAMBA 4000 Interactive Imaging Process; Zeiss, Thornwood, NY). The ratio of the lamina propria to the tracheal cartilage (LCR) was calculated and averaged for the three points. This assessment was performed on six random histologic sections from each graft.
Electron Microscopy Scanning electron microscopic preparation description. The tracheal specimens were removed after dehydration in 100% ethanol. They were then placed in the critical point drier, where the alcohol was exchanged for liquid CO2. The CO2 was removed at the critical temperature and pressure and coated with a light coat of gold palladium by sputter coating method. The specimen was then mounted on an aluminum stub and viewed with an S-530 Hitachi scanning electron microscope (Hitachi, Ontario, Canada). Transmission electron microscopy and scanning electron microscopy were performed on all specimens. Quantification of ciliated cells per high-powered field (x40) (HPF) was calculated from three randomly chosen sections for each experimental group and reported as a mean. Scanning electron microscopy was performed and objectively assessed by a pathologist for morphology including cilia density, length, and architecture.
Immunohistochemical Assessment
Three-Dimensional Imaging
Immunohistochemical Assessment of Lymphocyte Subpopulation CD4 and CD8 cells were individually counted using computer-assisted morphometry (Zeiss Axioskop microscope, SAMBA 4000 Interactive Imaging Process; Zeiss). For each group, five slides were examined, and three single high-powered fields were randomly identified for each histologic section and computer enhanced to better identify the stained lymphocytes. The stained lymphocytes were manually counted and recorded.
Statistical Methods
Group I, Orthotopic Isografts After transplantation, the orthotopic isografts did not demonstrate stridor or labored breathing at any time during the experimental period. Serial sections of the tracheal isografts assessed at 7, 14, 28, 48, and 62 d after tracheal transplantation demonstrated normal tracheal architecture with pseudostratified ciliated columnar epithelium (Figure 1A). The LCR remained consistent throughout the 62-d experimental period (0.79 ± 0.2) (Figure 2). Immunohistochemical assessment of the tissue origin demonstrated that the orthotopic isografts were epithelialized with BALB/c mucosa at each assessment point (Table 2). Scanning electron microscopy performed on Day 62 demonstrated morphologically normal ciliated epithelium (Figure 3A). Transmission electron microscopy demonstrated that the cilia density (11.13 ± 1.3) was not significantly different from the control epithelium (11.8 ± 2.1; (P < 0.05) (Figure 1B). Immunohistochemical assessment of lymphocyte subpopulations (Figures 4A and 4B) demonstrated the mean values that ranged from 0.7/HPF (CD4) and 0.2/HPF (CD8).
Group II, Nonimmunosuppressed Orthotopic Allografts Nonimmunosuppressed recipients of orthotopic allografts demonstrated an audible stridor that started 12 d following surgery and persisted throughout the entire postoperative period. Histologic and immunohistochemical assessment at 3, 7, 14, 28, 48, and 62 d after tracheal transplantation demonstrated a donor-derived basal cell epithelial lining that was detected in the proximal and distal ends of the allograft as early as Day 3, but could be consistently demonstrated by Day 7. By Day 14, the proximal and distal areas of the allograft were composed of a mixture of donor- and recipient-derived basal cells (Table 2). Serial sections of the tracheal allograft segment on Day 28 demonstrated that the basal cell chimerism persisted until Day 48. The inflammatory response persisted and the LCR progressively increased and peaked by Day 28 (1.73 ± 0.23) (Figure 2), suggesting a progressive cellular infiltrate characteristic of a rejection response. Immunohistochemical assessment of the lamina propria demonstrated a lymphocyte subpopulation with mean values that ranged from 0.0/HPF (CD4) and 0.4/HPF (CD8) (Figures 4A and 4B). By Day 48, the allograft segment was lined with recipient-derived basal cells at the distal ends of the graft; however, the mid-graft sections demonstrated the persistence of BALB/c epithelium, and an abundant population of fibroblasts and fibrosis developed within the lamina propria (Figure 1C). By Day 62, a sparse population of recipient-derived pseudostratified ciliated columnar epithelium was present in the allograft segment. Scanning electron microscopy of the nonimmunosuppressed allograft demonstrated blunted cilia that were shorter and less densely populated than the epithelium of the control and Groups I and III (Figure 3B). Similarly, transmission electron microscopy demonstrated that the cilia density was significantly less densely populated (5.8 ± 2.3) than the epithelium of the control and Groups I and III (P < 0.05) (Figure 1B).
Group III, Immunosuppressed Orthotopic Allografts
Serial sections demonstrated that the membranous area of the trachea was consistently the first to re-epithelialize, followed by a progressive re-epithelialization of the adjacent cartilaginous trachea. The recipient-derived basal cells migrated from the membranous portion of the trachea in a forward and lateral direction differentiating into ciliated epithelium in a progressive fashion. This distinct pattern of re-epithelialization is demonstrated in Figure 6, and can be represented with three-dimensional computer-generated imaging (Figures 7A, 7B, and 7C).
Groups IV and V SyngeneicAllogeneic Composite Graft We performed a group (n = 5) of nonimmunosuppressed heterotopic tracheal transplants to the gastric omentum to confirm prior observations that nonimmunosuppressed heterotopic tracheal transplants undergo complete fibroproliferative obliteration of the airway lumen (10). The syngeneicallogeneic composite grafts (Groups IV and V) were heterotopically transplanted in an effort to elucidate the role of migrating epithelium on the fibroproliferative process. None of the heterotopic transplant recipients were assessed for stridor. Analysis of the nonimmunosuppressed syngeneicallogeneic composite graft demonstrated the ingrowth of adjacent syngeneic epithelium into the proximal one third (sections 050) of the allogeneic segment 7 d after transplantation; however, by Day 48, there was no detectable syngeneic-derived epithelium in the middle one-third (sections 51100) or distal allogeneic graft (sections 101150) (Figure 8). The obliterated segment was composed of fibroblasts and connective tissue as discerned by trichrome stain. The ingrowth of the syngeneic epithelium into allogeneic graft prevented the fibroproliferative response, highlighting the protective role of the syngeneic epithelium. Trichrome, HH&E, and immunohistochemical analysis demonstrated that the allogeneic segment of the composite graft was infiltrated by CD4- and CD8-positive inflammatory cells until Day 28, when fibroblasts and consequently, fibrosis replaced the lamina propria and the tracheal lumen. The proximal segment of the composite graft (sections 151) demonstrated a mild CD4- and CD8-positive infiltrate with no significant increase in fibroblasts (data not shown).
In contrast, the allogeneic segment did not obliterate in the immunosuppressed composite graft; however, the ingrowth of adjacent syngeneic ciliated mucosa could only be demonstrated in the proximal one third (section 050) of the allogeneic segment. The remainder of the allogeneic segment was composed of nonciliated epithelium that had not been re-epithelialized with syngeneic epithelium.
Although the mechanisms of tracheal re-epithelialization have been well characterized, a paucity of experimental work exists regarding the behavior of transplanted airway epithelia. A significant body of experimental work using the rodent heterotopic tracheal transplant model has been dedicated to elucidating the mechanisms of tracheal allograft behavior; however, the inability to study the dynamics of airway epithelium in an in vivo orthotopic allograft system has limited experimental progress. The orthotopic tracheal transplant model affords a unique opportunity to study the behavior of airway epithelia in an in vivo allograft system. Using this model, we have elucidated the characteristic pattern and kinetics of tracheal allograft re-epithelialization, a process that may play an essential role in the future of tracheal transplantation. Irrespective of the state of immunosuppression, we have confirmed earlier work by Ikonen and coworkers (15) demonstrating that orthotopic tracheal allografts undergo re-epithelialization with recipient-derived mucosa; however, for the first time we have demonstrated that immunosuppression positively impacts the kinetics of this process. Re-epithelialization appears to begin at the membranous trachea, which likely reflects the rich blood supply and diffusion of growth factors in this area. Barrow and associates (17) and others (3, 18), have previously suggested that factors such as vascular endothelial growth factor, calcitonin generelated peptide, and tachykinin substance P are both mitogenic and chemotactic for airway epithelium (3, 18, 19). Persson and colleagues later demonstrated that the re-epithelialization process in autologous epithelia systems is dependent on a variety of microcirculation-derived growth factors which may diffuse from the membranous trachea (20). We have shown that the allograft undergoes a repopulation, first by recipient-derived basal cells, which begins within 72 h after transplantation, then by a progressive differentiation into a pseudostratified ciliated columnar epithelium. During the first 1421 d, the allograft exists as a chimera composed of both donor- and recipient-derived epithelium; however, over the course of 48 d in the immunosuppressed recipient, the epithelial converts to a recipient-derived phenotype. Although re-epithelialization occurs irrespective of the state of immunosuppression, the process occurs more quickly and more densely in the immunosuppressed recipients. The migration of basal cells into the allograft segment is dependent on the formation of lamellipodia or cell protrusions, which serve to create focal contacts that anchor the basal cell and enable migration (21). Such adhesions can be broken by proteolytic enzymes and inflammatory cell mediators that are abundant during allograft rejection. The administration of anti-inflammatory immunosuppressive agents, such as CsA, likely prevent the secretion of inflammatory factors or modulate the expression of negative mediators, resulting in a more efficient re-epithelialization process as demonstrated by a higher density of morphologically normal ciliated columnar cells in the immunosuppressed recipients. The heterotopic composite transplant composed of syngeneic and allogeneic trachea, demonstrates the essential role of syngeneic epithelium in preventing a fibroproliferative response. The cellular infiltrate associated with rejection of the heterotopic tracheal allograft is followed by a period of intense fibrosis mediated by macrophages and fibroblasts (10). The syngeneic epithelial cells that lie adjacent to the allogeneic graft likely influence the proliferation of macrophages and fibroblasts. We found in serial sections of the composite heterotopic grafts that the presence of the syngeneic epithelium prevented obliteration of the adjacent allograft; however, the distal allograft, where syngeneic mucosa had not re-epithelialized, became progressively obliterated. This response was not reversed with the addition of CsA 21 d after transplantation, underscoring the essential role of syngeneic epithelium. The protective influence of the syngeneic mucosa on the adjacent allograft may be mediated by such anti-inflammatory cytokines as IL-10. Boehler and coworkers used adenoviral-mediated IL-10 gene transfection to mitigate the obliterative response in heterotopic allografts (22), and subsequently, Dosanjh and colleagues demonstrated that epithelial cellderived IL-10 can regulate the proliferation of pulmonary fibroblasts in vitro, and suggested that dysregulation of IL-10 may play a role in the fibroproliferative response (23). The specific role of such cytokines remains ill defined. Prior work demonstrates that the tracheal epithelium is the target of allograft rejection and suggests that a change in the immunologic character of the epithelium may have a significant impact on tracheal allograft rejection (16). In this study, we withdrew immunosuppression after the tracheal allograft had been re-epithelialized with recipient-derived mucosa, and found that the allograft did not manifest histologic evidence of rejection. These findings suggest that the tracheal allograft may be serving as a biologic scaffold, and that the conversion of mucosa from allogeneic to syngeneic mucosa may confer long-lasting allograft tolerance. The presence of ciliated epithelium is essential to a normally functioning tracheal allograft to prevent stasis of secretions and airway obstruction during the interim period of re-epithelialization. In an effort to reduce antigen expression, investigators have attempted such novel approaches as denuding the airway epithelium before transplantation; however, this approach has been unsuccessful, largely because the epithelium protects against a fibroproliferative obliteration of the airway lumen (24). We have demonstrated that orthotopic tracheal allografts undergo a progressive re-epithelialization with recipient-derived mucosa in a definable pattern, and that this process protects against a fibroproliferative response even after the withdrawal of immunosuppression. These findings may have significant implications regarding the ability to achieve tracheal transplantation without persistent immunosuppression.
This study was supported by NIH Training Grant 1K08DC00199-01. Received in original form October 14, 2002 Received in final form November 27, 2002
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